Junior Associate Director, Regulatory Compliance job opportunity at MUFG Investor Services.

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Date2026-04-20T12:12:50.532Z bot
MUFG Investor Services Junior Associate Director, Regulatory Compliance
Experience: General
Pattern: Contract
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Regulatory Compliance

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degreeOND
loacation Dublin, County Dublin, Ireland
loacation Dublin, County..........Ireland
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Job DescriptionAssist with the Compliance Monitoring Process, carrying out testing and quality control checks as required in relation to Regulatory matters. Having technical proficiency and general IT literacy when managing the Compliance Monitoring system.Respond to business requests and queries, providing guidance as necessary, for jurisdictions where the Company is regulated.Conduct training to staff on relevant procedures and policies within the relevant jurisdictions.Assist in responses to Internal Audit and Operations with Regulatory Compliance risk assessments / audits and management.Work within the global Compliance Team to develop, implement, and monitor Compliance Monitoring Plans (CMP) for all regulated jurisdictions to ensure appropriate controls are developed, monitored in all regulated jurisdictions and updated to reflect changing regulatory and industry requirements. Assist with the preparation of management reporting and the periodic reporting to stakeholders including the Chief Compliance Officer (CCO) / Head of Compliance, the Compliance Committee, Board of Directors, Senior Management and the parent company.Work with team to ensure sound oversight of outsourcing provisions, assist in the review of Risk Assessments / SLA’s and Oversight Reports on outsourcing arrangements.Testing of Regulatory Compliance systems/ tools/platforms ensuring they are functioning as required and engage with vendors/stakeholders as required.Responsible for monitoring updates to laws, relevant regulatory changes and developments; report to manager and engage with stakeholders and impacted parties.Assist with statutory reporting requirements, within requisite timelines.Assist with developing and amending compliance policies and procedures, in response to changing regulation and annual reviews.Any other ad-hoc projects and duties as required as assigned by Manager.This role is a Controlled Function (CF) role under the CBI Fitness & Probity regime.

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