Compliance Officer - Intermediaries 100% (f/m/d) job opportunity at Julius Baer.

Home Jobs In Switzerland Tag: Job Compliance Officer - Intermediaries 100% (f/m/d) position at Julius Baer


DatePosted 30+ Days Ago bot
Julius Baer Compliance Officer - Intermediaries 100% (f/m/d)
Experience: 5-years
Pattern: Full time
Country:
apply Apply Now
Salary:
Status:

Job

Copy Link Report
degreeOND
loacation Zurich, Switzerland
loacation Zurich....Switzerland
Auto GPT Summarize Enabled
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. As a member of the Private Banking Compliance team, you will act as a dedicated center of competence and Compliance contact for Intermediaries and Finders topics. YOUR CHALLENGE Performing Intermediaries and Finders onboarding and periodic reviews, including detailed risk assessments and review of Know Your Intermediary (KYI) profiles Supporting relationship managers and management in implementing, advising, and supervising Compliance matters related to Intermediaries and Finders Conducting Anti-Money Laundering (AML) investigations when necessary Reviewing local policies and procedures when required Identifying and investigating serious cases of non-compliance Collaborating with key stakeholders within and outside Compliance Instilling a Compliance culture in employees to mitigate legal, regulatory, sanctions, and reputational risks Supporting Compliance projects and following up on internal and regulatory audits Providing training and training materials on Intermediaries and Finders, Compliance and AML topics Support the team with Intermediaries and Finders related tasks as needed, including framework setting and methodology definition YOUR PROFILE Bachelor's degree (preferably in law, economics, business administration, or a banking-related subject) 3-5 years of experience in Intermediaries (asset managers, family offices) Compliance and Risk Management, Audit, or Compliance functions Knowledge of the Swiss regulatory environment, particularly AML regulations, and client documentation standards Good knowledge of MS Office and a flair for IT Strong personality with good organizational, operational, and communication skills Ability to work under pressure, with excellent analytical, teamwork, and problem-solving skills Proficient in writing concise assessments, with a strong sense of integrity and discretion Independent, efficient, and meticulous work method, with solution-oriented thinking Fluency in English, with additional languages being an advantage We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site . Is this not quite what you are looking for? Set up a job alert by creating a candidate account here .

Other Ai Matches

Technology Risk Management Officer Applicants are expected to have a solid experience in handling Job related tasks
Assistant Relationship Manager Applicants are expected to have a solid experience in handling Job related tasks
Senior Frontend (React) Developer – Financial Platforms 80 - 100% (f/m/d) - (Contract through our external payroll partner with immediate start for 12 months with possible extension) Applicants are expected to have a solid experience in handling Job related tasks
Backend Engineer (Java/SpringBoot) 100% (f/m/d) - External Applicants are expected to have a solid experience in handling Job related tasks